First principle investigation of hydroxylation of zirconia and hafnia surfaces
Inna M. Iskandarova1 (

), A. A. Knizhnik
1 , E.A. Rykova
1, A. A. Bagatur'yants
1, A. A. Korkin
2 and B. V. Potapkin
1
1Kinetic Technologies, Kurchatov Sq. 1, 123182, Moscow, Russia.
21Semiconductor Products Sector, Motorola Inc., 2200 W. Broadway Road, Mesa, AZ 85202, USA
The hydoxylation degree of ZrO2 and HfO2 interfaces is a key factor for both
the film growth rate of the corresponding oxides in the ALD process and for
the catalytic activity of the deposited films. Therefore, the aim of this work
was to determine the energies adsorption on various ZrO2 and HfO2 surfaces as
functions of the surfaces coverage. In accordance with experimental data on
ZrO2 and HfO2 ALD processes, we considered the (001) and (101) surfaces of
t-ZrO2 and the (001) surface of monoclinic hafnia and zirconia. First
principle calculations were carried out with the use of the plane wave DFT
and by ab-initio cluster calculations. All periodic structure calculations
were done with GGA correction term, whereas hybrid functionals were used for
cluster models. In our calculations water adsorption energy strongly depends
on surface hydroxylation degree: adsorption energy for (001) t-ZrO2 decreases
from 120 kJ/mol to 40 kJ/mol when the surface coverage reaches 100%. Similar
results were obtained for the other surfaces considered here. It was
speculated that this dependence can be partially explained by dipole-dipole
interactions at the surface. We note reasonable agreement between adsorption
energies calculated in periodic type calculations and cluster models. The
dependence of the adsorption energy obtained in our study can explain
experimental temperature dependence of the film growth rate.